Finance & Accounting Online Course by Udemy, On Sale Here
You can view this practice exams as a realistic alternative to paying for hours of tutoring and study at your own phase!
An excellent training about Finance Cert & Exam Prep
Series 7: General Securities Representative Practice Exams
These practice exams will prepare you to pass the Series 7 (General Securities Representative). You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed. This Course includes TWO Practice Exams. You will have unlimited attempts. Duration: 225 minutesNumber of questions Exam 1: 135 (125 + additional 10 randomly mixed in)Number of questions Exam 2: 125 Content Outline:- Seeks Business for the Broker-Dealer from Customers and Potential Customers (9)- Opens Accounts after Obtaining and Evaluating Customers Financial Profile and Investment Objectives (11)- Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records (91) – Obtains and Verifies Customers Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions (14)
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