In this Professional Certificate program you will gain a good understanding of the trade lifecycle and how the trade settlement process relates to other parts of the broker dealer, such as finance and regulatory reporting. We will review the industry participants and utilities such as the clearing corporations and how they are an integral part of the operations process. We will also discuss the changes in the marketplace and trade execution venues and how those changes have affected the trade settlement process. NOTE: Completing all 3 parts and then taking the Professional Certificate Examination is MANDATORY to achieve both the NYIF Certificate of Mastery and the edX Professional Certificate in Brokerage Operations. A verified learner must pass all courses in the program with a minimum grade of 70% to earn a Professional Certificate for Brokerage Operations.
An excellent online course offered by edX: how it works
edX courses consist of weekly learning sequences. Each learning sequence is composed of short videos interspersed with interactive learning exercises, where students can immediately practise the concepts from the videos. The courses often include tutorial videos that are similar to small on-campus discussion groups, an online textbook, and an online discussion forum where students can post and review questions and comments to each other and teaching assistants. Where applicable, online laboratories are incorporated into the course.
edX offers certificates of successful completion and some courses are credit-eligible. Whether or not a college or university offers credit for an online course is within the sole discretion of the school. edX offers a variety of ways to take courses, including verified courses where students have the option to audit the course (no cost) or to work toward an edX Verified Certificate (fees vary by course). edX also offers XSeries Certificates for completion of a bundled set of two to seven verified courses in a single subject (cost varies depending on the courses).
An edX learning programme under Other Experiences